Introduction to licensing

IRSE Licensing

 

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Obtaining a licence

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Topics on this page

The IRSE licensing scheme

What possession of a licence enables the holder to do

Obligations on licence holders

Appeals

Complaints

Confidentiality

Checklist of phases for getting a licence

Key Players in the Licensing Scheme

Links to related topics on other pages

Starting and maintaining a logbook

Process for obtaining a licence

Licence category descriptions

Main IRSE website

Contact details

Surveillance process

Role of employers and managers

Obligations for licence holders

IRSE Procedure LP1 (Licence Holders)

IRSE Procedure LP4 (Complaints and Appeals)

IRSE Procedure LP5 (Employers)

 

The IRSE Licensing Scheme

The IRSE Licensing Scheme was introduced in 1994 and provides a means of competence certification for personnel undertaking work in the railway signalling and telecommunications industry. An IRSE Licence may be issued to any person who can satisfy the requirements laid down in the Licensing Scheme competence standards. Applicants for a licence must satisfy the Institution that they have the knowledge, skills and experience required for the competent performance of work in the licence categories sought.  The means of demonstrating competence is by assessment against the competence criteria for the requested licence category. Licence applicants must be regularly employed on licensable work, and are required to ensure that their work experience and training remain current after the issue of a licence.  The IRSE Licence is not valid for use in North America, or for contracts that are subject to North American legislation. See IRSE Licence Procedure LP1 (Licence Holders) for further details.

The licencesing Scheme is accredited by UKAS to BS EN ISO/IEC17024 (Conformity Assessment. General Requirements for Bodies Operating Certification of Persons); accreditation by UKAS demonstrates the competence, impartiality and performance capability of the IRSE and indicates Government recognition of the scheme.

More than 50 licence “categories” have been produced by the IRSE and further categories are being developed to meet the requirements of the industry.  These licence categories cover design, installation, testing, maintenance and engineering management of both railway signalling and telecommunications.  Each licence category has an associated set of performance and knowledge requirements against which applicants are required to demonstrate their competence.  Additional categories can be added to a holder’s licence at any time, provided of course they satisfactorily complete a process of further assessment for those additional categories.

Assessment of an applicant for a licence is a two-stage process; firstly there is a workplace assessment, followed by an independent assessment by Competence Assessor registered with the IRSE.  Licences are then valid for five years, after which the holder has to go through a “surveillance” process.  Subject to a satisfactory surveillance, the licence validity can be extended for a further 5 years (at the end of which a full re-certification process must be undertaken).  A licence ceases to be valid if satisfactory surveillance has not been completed by the 5 year point.  For more information on the surveillance process click here.

The licence holder’s employer is required to perform an annual check and confirmation that the licence holder continues to be engaged on work within the scope of their licence, and that the work is being performed competently.  This confirmation has to be recorded in the licence holder’s logbook, and is subject to scrutiny by the Competence Assessor as part of the surveillance process. 

A licence fee is charged by the IRSE for each five-year period of the licence, and an amendment fee may be charged for other changes requested by the licensee, or for the replacement of a lost or stolen licence card.

The licensing scheme is governed by the IRSE Licensing Committee, in accordance with a suite of procedures.  Membership of the committee reflects the various participants in the UK rail industry, including Network Rail, London Underground, manufacturers, maintainers, consultants and others. 

You do not have to be a member of the IRSE in order to possess an IRSE licence.

 

What possession of a licence enables the holder to do

Possession of a licence is essential for people who want to carry out S&T engineering work for Network Rail and London Underground.  Network Rail and London Underground require their contractors and consultants to ensure that all S&T engineers engaged in safety-critical and safety-related work possess IRSE licences.

The licence is recognition of the individual’s competence as demonstrated in the workplace and/or by a portfolio of evidence.  The standards achieved in gaining the licence are recognised by rail industry employers across the UK and in some other countries as well.  The licence and supporting records in the log book are “portable” between employers.

Possession of a licence indicates that the candidate is generically competent in the category (or categories) for which they have been assessed.  However, it does not mean that all activities within a specific category can be performed by the holder.  Thus, for instance, a someone who designs relay-based signalling systems might hold a signalling design licence, but possession of the licence does not necessarily mean that they can also design (or be required to design) mechanical interlocking systems, or perform SSI data preparation, or prepare scheme plans.  Thus all employers are required to have a system in place for recording the technology-specific skills that each licensed employee possesses, and ensure that they allocate tasks only to individuals who possess both the appropriate category of licence and the specific skills required for the tasks.

 

Obligations placed on licence holders

Licence holders have do demonstrate their continuous competence by authenticated entries in their logbook which should be reviewed annually by their line manager, profession head or employing manager.   Possession of a licence places obligations on the holder, regarding working competently and safely, keeping their logbook up to date to show they are regularly employed on licensable work and not undertaking work for which they do not consider themselves competent to carry out, Click here for more details.

Appeals

All Assessing Agents which operate the scheme should ensure that all applicants understand the appeals procedure of their centre.  Employers and Assessing Agents may have additional internal procedures but as a minimum they must conform to the IRSE Complaints and Appeals Procedure (LP4).  Click here for details

 

Complaints

All licence holders must keep a record of any complaints made against them about their work in their logbook, and the IRSE operates a procedure for handling such complaints.  The prime aim of the complaint procedure is to ensure that the licence holder's performance is restored to the required level of competence.  The IRSE and the Assessing Agents also have processes for dealing with complaints against them with regard to the licensing scheme. For more information on the complaints processes see IRSE Procedure LP4

 

Confidentiality

The IRSE has procedures in place to ensure that all information obtained in the course of its licensing activities is kept confidential.  Such information cannot be disclosed to an unauthorised party without the written consent of the organisation or individual from whom the information was obtained, except where the law requires such information to be disclosed.  All Assessors, Assessing Agents and IRSE Personnel have signed a confidentiality agreement

 

A Checklist for obtaining an IRSE licence

Here is a checklist of the steps for someone wishing to gain an IRSE licence.  Click here for further details of the steps.

·         Get an IRSE logbook and start using it.

·         Identify which Licence category/categories to apply for.  Check with your line manager that these categories are appropriate for you and the work you undertake

·         Get a workplace assessor, who will help you through the assessment process and perform your workplace assessment.

·         Identify and collect/provide the evidence you need in order to demonstrate competence in your selected licence category.

·         When you have evidence available for assessment, get your workplace assessor to assess it.  You don’t have to wait until all the evidence is available before the assessor starts work.

·         When all your evidence has been assessed by the workplace assessor, submit the evidence for formal competence assessment.

·         When the Competence Assessor is satisfied with your evidence, he/she will submit a request to IRSE for your licence to be awarded. Pending its issue, you will be provided with a temporary certificated of competence.

 

Key players in the IRSE Licensing Scheme

 

United Kingdom Assessment Services (UKAS)

Accredits IRSE Licensing Scheme to EN17024, Audits IRSE and selected Assessing Agents annually

 

IRSE

Awarding Body and also Standard Setting Body, Certificates applicants by issue of licences.

Licensing Committee members from a cross section of the rail industry to run the scheme for the rail industry

 

Assessing Agents

Assessing Agents must comply with IRSE Procedures and have their own internal procedures governing its operation of the scheme.  They are responsible for implementing the competence assessment of initial applicants and surveillance of Licence Holder.  They must ensure that all records are stored and controlled to maintain the integrity and confidentiality of the Scheme and be available for audit purposes (Assessing Agents are subject to annual audit by IRSE)

 

Assessing Agent Manager

Overall responsibility of the Assessing Agent function, ensures correct allocation of  assessors to candidates

 

Technical Mentor

Senior engineer who provides technical advice, Approved by IRSE.

 

Internal Verifier

Ensures quality of assessments.

D34/V1 qualified.

Approved by IRSE.

 

Competence Assessors

Occupationally competent.

D32/33, A1 qualified.

Approved by IRSE.

 

Employers

Comply with Licensing Scheme Employers Code of practice. (LP5)

Support applicants and licence holders by:

·     Providing access to workplace assessments

·     Issuing IRSE logbooks

·     Maintaining records of staff competence

·     Reviewing logbooks at least annually

·     Ensure surveillance undertaken at 5 years

·     Ensure re-certification undertaken at 10 years

·     Responding to appeals from applicants

·     Advising IRSE of complaints against Licence holders

·     Advice the IRSE when staff no longer competent in specific licence categories

 

Workplace Assessors

Occupationally competent. D32/33, A1 qualified.  Approved by Assessing Agents.

 

Applicants and Licence Holders

Comply with obligations for Licence Holders.

Keeps logbook up to date with authenticated record of work activities Ensures competence and training up to date.

Notifies IRSE of complaints.